Securities Investor Protection Act

Results: 1008



#Item
81Securities Investor Protection Act / United States securities law / Citation signal / Law / Racketeer Influenced and Corrupt Organizations Act / Treble damages / Fact / Securities Exchange Act / Securities regulation in the United States / Investment / Securities Investor Protection Corporation / Financial economics

Holmes v. Securities Investor Protection Corp., 503 U.S[removed]S.Ct. 1311, 117 L.Ed.2d 532, 60 USLW 4225, Fed. Sec. L. Rep. P 96,[removed]S.Ct[removed]Supreme Court of the United States Robert G. HOLMES, Jr., Pe

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Source URL: blogs.reuters.com

Language: English - Date: 2015-04-08 17:43:49
82Finance / Financial regulation / United States securities law / Regulation D / Securities Act / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Form D / Accredited investor / SEC filings / United States Securities and Exchange Commission / Financial economics

Corrected to Conform to the Federal Register Version SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230 and 239 Release No[removed]; Release No[removed]; Release No. IC-30595; File No. S7[removed]RIN 3235-AL46 Amendments

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Source URL: www.sec.gov

Language: English - Date: 2013-10-08 14:27:05
8373rd United States Congress / United States Securities and Exchange Commission / SEC filings / U.S. Securities and Exchange Commission / Financial economics / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Finance / Regulation S-K / United States securities law / Financial regulation / Late-2000s financial crisis

Investor Advisory Committee Meeting: Notice of Meeting

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Source URL: www.sec.gov

Language: English - Date: 2015-03-18 11:26:06
84United States Securities and Exchange Commission / Financial regulation / United States corporate law / Financial economics / Government / Financial adviser / Investor Protection and Securities Reform Act / Corporate crime / U.S. Securities and Exchange Commission / United States securities law

INDEPENDENT REGISTERED MUNICIPAL ADVISOR EXEMPTION By publicly posting the following written disclosure, the New Jersey Environmental Infrastructure Trust intends that market participants receive and use this disclosure

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Source URL: assets.njeit.org

Language: English - Date: 2015-02-20 14:57:24
85Investment / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / North American Securities Administrators Association / Securities fraud / Securities regulation in the United States / Hedge fund / Securities Act / Investor education / Financial economics / United States securities law / Finance

Legislative Agenda for the 114th Congress North American Securities Administrators Association Washington, D.C. | www.nasaa.org February 23, 2015

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Source URL: www.nasaa.org

Language: English - Date: 2015-02-23 11:35:24
86Management / Corporations law / Private law / Employment compensation / Executive pay / Board of directors / Audit committee / Investor Protection and Securities Reform Act / Committees / Corporate governance / Business

KRATOS DEFENSE & SECURITY SOLUTIONS, INC. CHARTER OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS __________________________ Revised May 11, 2010 Revised March 14, 2013

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Source URL: www.kratosdefense.com

Language: English - Date: 2013-08-29 15:20:01
87United States securities law / Securities / Finance / United States corporate law / Demat account / Investor Protection and Securities Reform Act / Stock market / Financial economics / Investment

Microsoft Word - GEM _E_.doc

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Source URL: www.hkgem.com

Language: English - Date: 2009-09-21 04:36:27
88Ethics / 92nd United States Congress / Consumer Product Safety Act / U.S. Consumer Product Safety Commission / Consumer Product Safety Improvement Act / Safety standards / Safety / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Consumer protection law / Consumer Product Safety Commission / Law

CONSUMER PRODUCT SAFETY ACT (Codified at 15 U.S.C. 2051−[removed]Public Law[removed]; 86 Stat. 1207, Oct. 27, [removed]This Act incorporates amendments made, or relevant

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Source URL: www.herc.org

Language: English - Date: 2002-11-11 18:17:47
89Late-2000s financial crisis / United States Department of the Treasury / Economy of the United States / Emergency Economic Stabilization Act / Finance / Financial regulation / Investor Protection and Securities Reform Act / Public Law 110-343 / Troubled Asset Relief Program / United States federal banking legislation / 110th United States Congress

O:\AYO\AYO08C04.xml [DISCUSSION DRAFT] 110TH CONGRESS 2D SESSION

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Source URL: assets.sunlightfoundation.com

Language: English - Date: 2008-09-28 17:47:35
90Business / Investment / Securities Investor Protection Corporation / MGM-31 Pershing / Bank of New York / Securities Investor Protection Act / Pershing LLC / Short / Security / Financial economics / Finance / Financial markets

Financial Services Guide Pershing LLC One Pershing Plaza Jersey City, New Jersey[removed]USA ARBN: [removed]

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Source URL: onlineinvesting.westpac.com.au

Language: English - Date: 2015-03-23 23:36:23
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